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Governance, Risk and Compliance for Law Firms

eAlliance Learning Technology Limited

Training to help meet SRA, Law Society and LEXCEL requirements

The UK’s legal sector is respected around the world and underpinning it is an extensive list of regulation and quality standards that firms are required to follow.

Our SRA approved learning software and regulated training, written by Subject Matter Experts from the legal industry, is designed to make the job of complying with an ever expanding list of regulations easier for firms.

This collection of specialist interactive eLearning courses and policies, precedents and documents is designed to support law firms with governance, risk and compliance training to meet the standards and requirements set out by the Solicitors Regulation Authority (SRA), The Law Society and LEXCEL.

Governance, Risk and Compliance for Law Firms Course List

  • Anti-Facilitating Tax Evasion for Law Firms
  • Anti-Money Laundering for Law Firms
  • Anti-Money Laundering for Support Staff in Law Firms
  • AML Updates Webinar (Monthly Additions)
  • Avoiding Bribery Risks in Law Firms
  • Dealing with Suspicious Activity Reports
  • How to be an MLRO/MLCO
  • PEPS and Sanctions
  • UK GDPR for Law Firms
  • UK GDPR for International Law Firms
  • Practical Cyber Security for Law Firms
  • Phishing
  • Crypto-Currency and Blackchain – an Overview
  • Cybercrime – How is it Exposed in Your Firm
  • Equality and Diversity in Law Firms for All Staff
  • Equality and Diversity in Law Firms for Partners and Managers
  • Mental Health and Wellbeing in the Legal Sector (Podcast)
  • Mental Health Awareness for All Staff in Law Firms
  • Mental Health Awareness for Managers in Law Firms
  • Supporting Wellbeing and Attendance
  • Unconscious Bias
  • Confronting Sexual Harassment in Law Firms
  • Employee Screening
  • Environmental Awareness
  • ESG for Law Firms
  • Ethics for Lawyers
  • Fair Treatment of Customers
  • First Aid in the Workplace (Employees)
  • First Aid in the workplace (Managers)
  • Legal Ethics and Regulation
  • Modern Slavery and Human Trafficking
  • Right to Work
  • Whistle Blowing
  • Conflicts of Interest
  • How to be a COFA
  • How to be a COLP
  • SRA Accounts Rules
  • SRA Codes of Conduct for Firms
  • SRA Codes of Conduct Non-Solicitors
  • SRA Codes of Conduct for Solicitors
  • SRA Competence – A Practical Guide
  • Breach Management – Part 1
  • Breach Management – Part 2
  • Breach Management – Part 3
  • Budgeting Basics
  • Complaints Handling
  • E-Signatures – Are You on Board?
  • File Audits – A Practical Guide
  • How to Maintain Compliance Whilst Working Remotely
  • Payment Card Industry (PCI) Awareness
  • PII Claims – A Practical Guide
  • Risk Management for Law Firms
  • Supervision
  • Workplace Security
  • CQS Conveyancing Practice
  • CQS Risk, Compliance and Client Care
  • CQS Financial Crime
  • CQS Protocol in Practice
  • Guidance for the COLP and COFA
    Resources designed to assist the compliance team (rather than for the whole firm).
  • Anti-Money Laundering
    All the documentary resources you might need in connection with your firm’s AML precautions. Note that it is particularly important to tailor these documents to the circumstances of your firm, notably the risk assessment.
  • General Management
    Resources relating to the management of the firm as a business entity.
  • Client Care and File Management
    Resources relevant to how fee earners should carry out their day to day case and file management work.
  • Legal and Regulatory Compliance
    Resources to assist firms with compliance laws and regulations.
  • Human Resources
    HR resources, mostly reflecting good practice rather than regulatory requirements.
  • Information Technology and Data Protection
    Resources relating to the UK GDPR and other information security and IT issues.

In this section you will be able to access monthly webinars which provide updates on compliance matters for legal professionals.

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