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Governance, Risk and Compliance for Law Firms

eAlliance Learning Technology Limited

Training to help meet SRA, Law Society and LEXCEL requirements

The UK’s legal sector is respected around the world and underpinning it is an extensive list of regulation and quality standards that firms are required to follow.

Our SRA approved learning software and regulated training, written by Subject Matter Experts from the legal industry, is designed to make the job of complying with an ever expanding list of regulations easier for firms.

This collection of specialist interactive eLearning courses and policies, precedents and documents is designed to support law firms with governance, risk and compliance training to meet the standards and requirements set out by the Solicitors Regulation Authority (SRA), The Law Society and LEXCEL.

Governance, Risk and Compliance for Law Firms Course List

  • How to be an MLRO/MLCO
  • Dealing with Suspicious Activity Reports
  • Anti-Money Laundering for Fee Earners in Law Firms
  • Anti-Money Laundering for Support Staff in Law Firms
  • Anti-Money Laundering Refresher for Law Firms
  • PEPS and Sanctions
  • UK GDPR for Law Firms
  • UK GDPR for International Law Firms
  • Practical Cyber Security Awareness
  • Anti-Facilitating Tax Evasion for Law Firms
  • Avoiding Bribery Risks for Law Firms
  • DAC 6 Introduction
  • Confronting Sexual Harassment in Law Firms
  • Eliminating Modern Slavery
  • Equality and Diversity for Staff in Law Firms
  • Equality and Diversity for Partners and Managers in Law Firms
  • Mental Health for Lawyers
  • Mental Health for Legal Managers
  • Unconscious Bias
  • Conflicts of Interest
  • How to be a COLP
  • Risk Management in Law Firms
  • SRA Accounts Rules
  • SRA Codes of Conduct – Code for Solicitors
  • SRA Codes of Conduct – Code for Firms
  • SRA Codes of Conduct for Support Staff
  • CQS Conveyancing Practice
  • CQS Risk, Compliance and Client Care
  • CQS Conveyancing Practice
  • CQS Risk, Compliance and Client Care
  • CQS Financial Crime
  • CQS Protocol in Practice
  • Guidance for the COLP and COFA
    Resources designed to assist the compliance team (rather than for the whole firm).
  • Anti-Money Laundering
    All the documentary resources you might need in connection with your firm’s AML precautions. Note that it is particularly important to tailor these documents to the circumstances of your firm, notably the risk assessment.
  • General Management
    Resources relating to the management of the firm as a business entity.
  • Client Care and File Management
    Resources relevant to how fee earners should carry out their day to day case and file management work.
  • Legal and Regulatory Compliance
    Resources to assist firms with compliance laws and regulations.
  • Human Resources
    HR resources, mostly reflecting good practice rather than regulatory requirements.
  • Information Technology and Data Protection
    Resources relating to the UK GDPR and other information security and IT issues.

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