Our Policies and Precedents for Law Firms library contains over 90 template policies, precedents and supporting documents to help COLPs, COFAs, MLROs and firm management meet their regulatory requirements. Written, reviewed and maintained by industry experts, with over 30 years’ of combined experience working in the legal profession, these resources aim to ensure that a firm has all the tools it needs to remain compliant whilst creating a culture of learning and compliance throughout the organisation.
Each item can be instantly downloaded from your platform’s Learning Library and adapted to meet any specific organisational requirements.
Guidance for the COLP and COFA Resources designed to assist the compliance team (rather than for the whole firm).
Anti-Money Laundering All the documentary resources you might need in connection with your firm’s AML precautions. Note that it is particularly important to tailor these documents to the circumstances of your firm, notably the risk assessment.
General Management Resources relating to the management of the firm as a business entity.
Client Care and File Management Resources relevant to how fee earners should carry out their day to day case and file management work.
Legal and Regulatory Compliance Resources to assist firms with compliance laws and regulations.
Human Resources HR resources, mostly reflecting good practice rather than regulatory requirements.
Information Technology and Data Protection Resources relating to the UK GDPR and other information security and IT issues.
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